SEC Form 4 · accession 0001437749-17-014261
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Berke Bakay
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2017 | P | 55,500 | $1.5796 | A | 148,102 | I | By Trust |
| Common StockF2 | Aug 8, 2017 | P | 4,500 | $1.80 | A | 152,602 | I | By Trust |
| Common Stock | holding | — | — | — | 1,330,000 | I | By BBS Capital Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.
- F2Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children