SEC Form 4 · accession 0001437749-17-003379
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Berke Bakay
Officer — President and CEO · Director · 10% Owner
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $8.15 | Feb 23, 2017 | A | 56,071 | A | — | Feb 22, 2022 | Common Stock | 56,071 | 56,071 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning on February 23, 2018 and fully vests on February 23, 2021.