SEC Form 4 · accession 0001437749-17-003228
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christi Hing
Officer — Chief Financial Officer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 22, 2017 | M | 25,000 | $5.37 | A | 63,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $5.37 | Feb 22, 2017 | M | 25,000 | D | — | Feb 27, 2017 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1All options were exercisable as of the transaction date
- F2Includes 314 shares acquired under the Kona Grill Employee Stock Purchase Plan during the second half of 2016.