SEC Form 4 · accession 0001437749-16-026155
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Berke Bakay
Officer — President and CEO · Director · 10% Owner
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $14.26 | Feb 24, 2016 | A | 71,769 | A | — | Feb 23, 2021 | Common Stock | 71,769 | 71,769 | D |
Explanation of responses
- F1The option vest in 4 equal annual installments, beginning on February 24, 2017 and ending on February 24, 2020.