SEC Form 4 · accession 0001209191-15-029656
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hauser
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | S | 3,500 | $26.71 | D | 8,000 | I | By a trust for the benefit of the Reporting Person's children |
| Common StockF2 | Mar 25, 2015 | S | 3,000 | $26.23 | D | 5,000 | I | By a trust for the benefit of the Reporting Person's children |
| Common StockF3 | Mar 26, 2015 | S | 1,000 | $26.18 | D | 4,000 | I | By a trust for the benefit of the Reporting Person's children |
| Common Stock | holding | — | — | — | 85,395 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | By Kona MN, LLC | |
| Common Stock | holding | — | — | — | 393,407 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.68 to $26.75, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- F2Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.09 to $26.35, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- F3Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.26, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.