SEC Form 4/A · accession 0001209191-15-008763
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James R Jundt
Director
Period of report
Nov 21, 2014
Accepted (ET)
Feb 3, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2,F1 | $16.12 | Nov 21, 2014 | M | 2,125 | D | — | Feb 5, 2019 | Common Stock | 2,125 | 13,875 | D |
Explanation of responses
- F1All options were exercisable at the transaction date.
- F2This amendment to Form 4 is being filed to indicate that a balance of the option remains. Of the total balance, 9,875 has vested and the remainder will vest on 2/6/2015.