SEC Form 4 · accession 0001209191-15-006332
KONA GRILL INC · KONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christi Hing
Officer — Chief Financial Officer
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 8:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265572
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | M | 10,000 | $3.39 | A | 22,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $3.39 | Jan 22, 2015 | M | 10,000 | D | — | Jan 28, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes 320 shares acquired under the Kona Grill Employee Stock Purchase Plan during 2014.
- F2All options were exercisable at the transaction date