SEC Form 4 · accession 0001562180-19-001450
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren E Parmenter
Officer — Chief Administrative Officer
Period of report
Feb 23, 2019
Accepted (ET)
Feb 26, 2019 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2019 | A | 5,949 | $0.00 | A | 36,676 | D | |
| Common StockF2 | Feb 23, 2019 | F | 1,638 | $19.93 | D | 35,038 | D | |
| Common StockF3 | Feb 23, 2019 | F | 1,326 | $19.93 | D | 33,712 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.
- F2Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.
- F3Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.