SEC Form 4 · accession 0001339915-26-000001
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom C Nichols
Director
Period of report
Jul 23, 2026
Accepted (ET)
Jul 24, 2026 · 5:58 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 23, 2026 | A | 1,180 | $38.14 | A | 16,317 | D | |
| Common StockF3 | holding | — | — | — | 2,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
- F2Price per share calculated using the closing price per share on July 22, 2026, the day prior to the Company's annual stockholders' meeting.
- F3The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.