SEC Form 4 · accession 0001104659-18-031826
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith E. Bornemann
Officer — Principal Accounting Officer
Period of report
Apr 26, 2018
Accepted (ET)
May 9, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2018 | A | 2,450 | $0.00 | A | 10,257 | D | |
| Common StockF2 | Apr 30, 2018 | F | 487 | $22.42 | D | 9,770 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, April 26, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc.
- F2Represents shares of common stock withheld by Hilltop Holdings Inc. to satisfy tax withholding obligations in connection with the vesting of 2,000 restricted stock units granted to the reporting person on April 30, 2015.