SEC Form 4/A · accession 0001104659-18-012975
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jerry Schaffner
Officer — PlainsCapital Bank Pres & CEO
Period of report
Feb 24, 2018
Accepted (ET)
Feb 27, 2018 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 24, 2018 | F | 1,316 | $24.99 | D | 122,577 | D | |
| Common StockF4,F2,F3 | Feb 24, 2018 | F | 1,809 | $24.99 | D | 120,768 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2015.
- F2This Amendment is being filed to correct the price per share at which such shares were surrendered.
- F3Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
- F4Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2015.