SEC Form 4 · accession 0001104659-18-012898
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Prestidge
Officer — EVP, General Counsel & Sec.
Period of report
Feb 24, 2018
Accepted (ET)
Feb 27, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2018 | A | 4,341 | $0.00 | A | 72,244 | D | |
| Common StockF2 | Feb 24, 2018 | F | 1,058 | $19.28 | D | 71,186 | D | |
| Common StockF3 | Feb 24, 2018 | F | 1,533 | $19.28 | D | 69,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2015 in connection with the achievement of certain performance criteria.
- F2Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2015.
- F3Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2015.