SEC Form 4 · accession 0001104659-17-012692
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Martin
Officer — Chief Accounting Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2017 | A | 5,555 | $0.00 | A | 65,769 | D | |
| Common StockF3,F2 | Feb 24, 2017 | F | 1,520 | $28.06 | D | 64,249 | D | |
| Common StockF4,F2 | Feb 24, 2017 | F | 2,095 | $28.06 | D | 62,154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.
- F2Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.
- F3Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.
- F4Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.