SEC Form 4 · accession 0001104659-17-009958
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hill A Feinberg
Officer — Hilltop Securities CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | G | 10,500 | $0.00 | D | 1,142,990 | D | |
| Common StockF1 | holding | — | — | — | 25,776 | I | By Wife | |
| Common StockF1 | holding | — | — | — | 776 | I | By Max McDermott Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.