SEC Form 5 · accession 0001104659-17-009348
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Martin
Officer — Chief Accounting Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 25, 2016 | L | 145 | $28.156 | A | 97,131 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisitions reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012.
- F2Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.