SEC Form 4 · accession 0001104659-16-157256
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Littlefair
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2016 | A | 298 | $22.16 | A | 11,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.
- F2Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.