SEC Form 4 · accession 0001104659-16-137673
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Prestidge
Officer — EVP, General Counsel & Sec.
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 100,000 | $7.70 | A | 124,875 | D | |
| Common Stock | Aug 4, 2016 | F | 62,379 | $21.88 | D | 62,496 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.70 | Aug 4, 2016 | M | 100,000 | D | — | Nov 2, 2016 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1This stock option vested in five equal installments on each of November 2, 2011, 2012, 2013, 2014 and 2015.