SEC Form 4 · accession 0001104659-16-118822
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B White
Officer — PlainsCapital Corporation CEO · Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | G | 2,700 | $0.00 | D | 317,604 | D | |
| Common StockF2 | holding | — | — | — | 1,366,458 | I | By Maedgen & White, Ltd. | |
| Common StockF2,F3 | holding | — | — | — | 10,238 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 23,806 | I | By Double E Investments | |
| Common StockF2 | holding | — | — | — | 12,883 | I | By EAW White Family Partnership, Ltd. | |
| Common StockF2 | holding | — | — | — | 8,045 | I | By Maedgen, White and Maedgen |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.
- F2The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.
- F3Includes 453 shares of common stock held in an individual retirement account.