SEC Form 4/A · accession 0001104659-16-110859
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan B White
Officer — PlainsCapital Corporation CEO · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 11, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2016 | F | 20,975 | $18.68 | D | 320,304 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to report the correct number of shares of common stock of Hilltop Holdings Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 50,000 restricted shares of common stock granted to the reporting person on May 2, 2013.
- F2Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.