SEC Form 4 · accession 0001104659-16-101194
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy B Ford
Officer — President & CEO · Director
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 500,000 | $7.70 | A | 670,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.70 | Feb 26, 2016 | M | 500,000 | D | — | Nov 2, 2016 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1This stock option vested in five equal installments on each of November 2, 2011, 2012, 2013, 2014 and 2015.