SEC Form 4 · accession 0001104659-15-038220
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hill A Feinberg
Officer — First Southwest Holdings CEO · Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | S | 16,900 | $21.4105 | D | 1,331,474 | D | |
| Common Stock | May 12, 2015 | G | 18,100 | $0.00 | D | 1,313,374 | D | |
| Common StockF2 | holding | — | — | — | 25,776 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 776 | I | By Max McDermott Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.3601 to $21.45 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.