SEC Form 4 · accession 0001104659-15-018631
Hilltop Holdings Inc. · HTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Huffines
Officer — PlainsCapital Corp. Pres & COO · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 10, 2015 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001265131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | P | 5,000 | $18.9476 | A | 332,420 | D | |
| Common StockF2 | holding | — | — | — | 47,000 | I | By James Huffines 1994 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,028 shares held in a self-directed individual retirement account.
- F2The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.