SEC Form 4 · accession 0001104659-17-015592

STEMLINE THERAPEUTICS INC · STML

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Mar 7, 2017

Accepted (ET)

Mar 9, 2017 · 9:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001264587

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Mar 7, 2017	S	2,342	$8.16	D	277,674	D
Common Stock^F4,F5	Mar 9, 2017	A	131,469	$0.00	A	409,143	D

No Table II lines on this filing.

F1In connection with the vesting of 6,095 shares on March 6, 2017, a total of 2,342 of such shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
F2Reflects the weighted average sale price. The range of prices for such transaction is $8.10 to $8.18. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3Of the 277,674 shares, 206,923 shares are restricted stock.
F4The 131,469 restricted shares will vest in four installments as follows: 32,868 shares on March 9, 2018; 32,867 shares on March 9, 2019; 32,867 shares on March 9, 2020; and 32,867 shares on March 9, 2021.
F5Of the 409,143 shares, 338,392 shares are restricted stock.