SEC Form 4 · accession 0001104659-15-018604
STEMLINE THERAPEUTICS INC · STML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Bergstein
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001264587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2015 | A | 50,260 | $0.00 | A | 1,939,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $15.75 | Mar 6, 2015 | A | 142,668 | A | Mar 6, 2016 | Mar 6, 2025 | Common Stock | 142,668 | 142,668 | D |
Explanation of responses
- F1The 50,260 restricted shares will vest in four equal installments as follows: 12,565 shares on March 6, 2016; 12,565 shares on March 6, 2017; 12,565 shares on March 6, 2018; and 12,565 shares on March 6, 2019.
- F2The 142,668 options will vest in four equal installments as follows: 35,667 shares on March 6, 2016; 35,667 shares on March 6, 2017; 35,667 shares on March 6, 2018; and 35,667 shares on March 6, 2019.