SEC Form 4 · accession 0001638599-16-001631
SELECT BANCORP, INC. · SLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alicia Speight Hawk
Director
Period of report
Jul 28, 2014
Accepted (ET)
Dec 1, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001263762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 1, 2016 | M | 4,067 | $4.06 | A | 4,067 | D | |
| common stock | Dec 1, 2016 | S | 4,067 | $9.017 | D | 0 | D | |
| common stock | holding | — | — | — | 1,539 | I | custodian for child | |
| common stock | holding | — | — | — | 1,539 | I | custodian for child | |
| common stock | holding | — | — | — | 30,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options | $4.06 | Dec 1, 2016 | M | 4,067 | D | Dec 31, 2006 | Dec 31, 2016 | common stock | 4,067 | 0 | D |
| stock options | $5.25 | holding | — | — | — | Dec 31, 2007 | Dec 31, 2017 | common stock | 3,725 | 3,725 | D |
| stock options | $4.56 | holding | — | — | — | Dec 31, 2008 | Dec 31, 2018 | common stock | 3,397 | 3,397 | D |
| stock options | $4.22 | holding | — | — | — | Dec 31, 2009 | Dec 31, 2019 | common stock | 2,958 | 2,958 | D |
| stock options | $4.38 | holding | — | — | — | Dec 31, 2010 | Dec 31, 2020 | common stock | 2,693 | 2,693 | D |
| stock options | $4.93 | holding | — | — | — | Dec 31, 2011 | Dec 31, 2021 | common stock | 2,693 | 2,693 | D |
| stock options | $4.65 | holding | — | — | — | Dec 31, 2012 | Dec 31, 2022 | common stock | 2,511 | 2,511 | D |