SEC Form 4 · accession 0001638599-16-001578
SELECT BANCORP, INC. · SLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Richard Tobin Jr.
Officer — Executive Vice President
Period of report
Nov 10, 2015
Accepted (ET)
Nov 16, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001263762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Nov 16, 2016 | M | 300 | $5.25 | A | 300 | D | |
| common stock | Nov 16, 2016 | M | 1,000 | $6.30 | A | 1,300 | D | |
| common stock | Nov 16, 2016 | S | 1,300 | $8.35 | D | 0 | D | |
| common stock | holding | — | — | — | 650 | I | IRA account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options | $5.75 | Nov 12, 2015 | M | 150 | D | Oct 22, 2009 | Oct 22, 2018 | common stock | 150 | 0 | D |
| stock options | $5.25 | Nov 16, 2016 | M | 300 | D | Jan 18, 2012 | Jan 18, 2021 | common stock | 300 | 0 | D |
| stock options | $6.30 | Nov 16, 2015 | M | 1,000 | D | Feb 19, 2014 | Feb 19, 2023 | common stock | 3,000 | 2,000 | D |