SEC Form 4 · accession 0001262976-18-000124
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Gavin Jr.
Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 18, 2018 | M | 3,175 | $30.30 | A | 3,175 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 2,690 | $35.77 | A | 5,865 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 2,443 | $40.99 | A | 8,308 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 1,919 | $54.46 | A | 10,227 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 1,451 | $68.38 | A | 11,678 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 1,776 | $54.08 | A | 13,454 | D | |
| Ordinary SharesF1 | Dec 18, 2018 | M | 1,309 | $81.52 | A | 14,763 | D | |
| Ordinary SharesF1,F2 | Dec 18, 2018 | S | 3,801 | $107.01 | D | 10,962 | D | |
| Ordinary SharesF1,F3 | Dec 18, 2018 | S | 7,050 | $107.65 | D | 3,912 | D | |
| Ordinary SharesF1,F4 | Dec 18, 2018 | S | 3,512 | $108.75 | D | 400 | D | |
| Ordinary SharesF1,F5 | Dec 18, 2018 | S | 400 | $109.84 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F6 | $30.30 | Dec 18, 2018 | M | 3,175 | D | Feb 8, 2013 | Nov 8, 2022 | Ordinary Shares | 3,175 | 0 | D |
| Share Option (right to buy)F6 | $35.77 | Dec 18, 2018 | M | 2,690 | D | Feb 3, 2012 | Nov 3, 2021 | Ordinary Shares | 2,690 | 0 | D |
| Share Option (right to buy)F6 | $40.99 | Dec 18, 2018 | M | 2,443 | D | Feb 12, 2011 | Nov 12, 2020 | Ordinary Shares | 2,443 | 0 | D |
| Share Option (right to buy)F6 | $54.46 | Dec 18, 2018 | M | 1,919 | D | Feb 17, 2010 | Nov 17, 2019 | Ordinary Shares | 1,919 | 0 | D |
| Share Option (right to buy)F6 | $68.38 | Dec 18, 2018 | M | 1,451 | D | Feb 12, 2015 | Nov 12, 2024 | Ordinary Shares | 1,451 | 0 | D |
| Share Option (right to buy)F6 | $54.08 | Dec 18, 2018 | M | 1,776 | D | Feb 7, 2014 | Nov 7, 2023 | Ordinary Shares | 1,776 | 0 | D |
| Share Option (right to buy)F6 | $81.52 | Dec 18, 2018 | M | 1,309 | D | Feb 17, 2016 | Nov 17, 2025 | Ordinary Shares | 1,309 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 9, 2018.
- F2The price range for sales of these shares was between $106.79 and $107.21 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The price range for sales of these shares was between $107.26 and $108.22 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The price range for sales of these shares was between $108.27 and $109.17 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5The price range for sales of these shares was between $109.71 and $110.16 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F6The option vested at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the grant date until the third anniversary of the grant date.