SEC Form 4 · accession 0001262976-18-000089
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Gavin Jr.
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 2, 2018 | M | 9,548 | $15.94 | A | 9,548 | D | |
| Ordinary SharesF2 | Nov 2, 2018 | S | 1,000 | $112.36 | D | 8,548 | D | |
| Ordinary SharesF3 | Nov 2, 2018 | S | 4,541 | $113.236 | D | 4,007 | D | |
| Ordinary SharesF4 | Nov 2, 2018 | S | 3,399 | $114.222 | D | 608 | D | |
| Ordinary SharesF5 | Nov 2, 2018 | S | 608 | $114.979 | D | 0 | D | |
| Ordinary SharesF6 | holding | — | — | — | 32,029 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F7 | $15.94 | Nov 2, 2018 | M | 9,548 | D | Feb 7, 2009 | Nov 7, 2018 | Ordinary Shares | 9,548 | 0 | D |
Explanation of responses
- F1These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 9, 2018.
- F2The price range for sales of these shares was between $111.735 and $112.72 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The price range for sales of these shares was between $112.75 and $113.73 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The price range for sales of these shares was between $113.75 and $114.73 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5The price range for sales of these shares was between $114.75 and $115.28 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F6These shares are owned by The CLG Trust of which the reporting person is a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F7The option vests at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the date of grant.