SEC Form 4 · accession 0001209191-18-027654
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Keane
Officer — CEO, President · Other
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF3 | May 1, 2018 | M | 166,659 | $34.87 | A | 446,982 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF4,F3 | May 1, 2018 | F | 96,212 | $142.47 | D | 350,770 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF3 | May 1, 2018 | M | 166,659 | $34.87 | A | 446,942 | I | By The Western Irrevocable Trust |
| Ordinary SharesF4,F3 | May 1, 2018 | F | 96,212 | $142.47 | D | 350,730 | I | By The Western Irrevocable Trust |
| Ordinary Shares | holding | — | — | — | 46,375 | I | By RHS Holdings Incorporated | |
| Ordinary Shares | holding | — | — | — | 51,900 | I | By Delaware 2001 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By First Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By Second Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 185,000 | I | By Third Delaware 2011 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 91,181 | I | By The Keane Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5 | $34.87 | May 1, 2018 | M | 166,659 | D | May 2, 2009 | May 2, 2018 | Ordinary Shares | 166,659 | 0 | I |
| Option (right to buy)F5 | $34.87 | May 1, 2018 | M | 166,659 | D | May 2, 2009 | May 2, 2018 | Ordinary Shares | 166,659 | 0 | I |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
- F2Option exercised in full due to expiration on May 2, 2018.
- F3Includes 46,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
- F4Of the 96,212 shares forfeited, 40,790 shares were forfeited as payment of the exercise price and 55,422 shares were forfeited as payment of the withholding taxes.
- F5This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.