SEC Form 4 · accession 0001209191-17-049577
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Gavin Jr.
Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 16, 2017 | M | 2,269 | $46.18 | A | 4,052 | D | |
| Ordinary SharesF1 | holding | — | — | — | 27,977 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F2 | $46.18 | Aug 16, 2017 | M | 2,269 | D | Feb 2, 2008 | Nov 2, 2017 | Ordinary Shares | 2,269 | 0 | D |
Explanation of responses
- F1These shares are owned by The CLG Trust of which the reporting person is a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2The option vests at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the grant date until the third anniversary of the grant date.