SEC Form 4 · accession 0001209191-17-028918
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Keane
Officer — CEO, President · Other
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF4 | Apr 28, 2017 | M | 71,809 | $37.51 | A | 383,503 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF5,F4 | Apr 28, 2017 | F | 50,272 | $82.08 | D | 333,231 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF4 | Apr 28, 2017 | M | 71,809 | $37.51 | A | 383,502 | I | By The Western Irrevocable Trust |
| Ordinary SharesF5,F4 | Apr 28, 2017 | F | 50,272 | $82.08 | D | 333,230 | I | By The Western Irrevocable Trust |
| Ordinary Shares | holding | — | — | — | 63,375 | I | By RHS Holdings Incorporated | |
| Ordinary Shares | holding | — | — | — | 51,900 | I | By Delaware 2001 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By First Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By Second Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 185,000 | I | By Third Delaware 2011 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 74,181 | I | By The Keane Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F6 | $37.51 | Apr 28, 2017 | M | 71,809 | D | May 15, 2008 | May 15, 2017 | Ordinary Shares | 71,809 | 0 | I |
| Option (right to buy)F6 | $37.51 | Apr 28, 2017 | M | 71,809 | D | May 15, 2008 | May 15, 2017 | Ordinary Shares | 71,809 | 0 | I |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
- F2Option exercised in full due to expiration on May 15, 2017.
- F3Additional information on this transaction and the expected impact on Compress N.V.'s financial results can be found at ir.cimpress.com.
- F4Includes 63,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
- F5Of the 50,272 shares forfeited, 32,816 shares were forfeited as payment of the exercise price and 17,456 shares were forfeited as payment of the withholding taxes.
- F6This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.