SEC Form 4 · accession 0001209191-16-152436
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katryn Blake
Officer — Pres, Vistaprint Business Unit · Other
Period of report
Nov 30, 2016
Accepted (ET)
Nov 30, 2016 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 30, 2016 | M | 1,367 | $0.00 | A | 14,798 | D | |
| Ordinary Shares | Nov 30, 2016 | F | 644 | $87.98 | D | 14,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F2,F3 | $0.00 | Nov 30, 2016 | M | 1,367 | D | May 31, 2014 | May 31, 2017 | Ordinary Shares | 1,367 | 2,734 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to a grant of Restricted Share Units ("RSUs").
- F2Each restricted share unit represents Cimpress' commitment to issue one ordinary share.
- F3These restricted share units vest over a four year period: 25% of the original number of shares vest one year after the date of grant and 6.25% vest per quarter thereafter.