SEC Form 4 · accession 0001209191-16-150805
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald LeBlanc
Officer — EVP, President Corp Solutions
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 15, 2016 | M | 439 | $0.00 | A | 19,181 | D | |
| Ordinary SharesF1 | Nov 15, 2016 | M | 496 | $0.00 | A | 19,677 | D | |
| Ordinary SharesF1 | Nov 15, 2016 | M | 345 | $0.00 | A | 20,022 | D | |
| Ordinary Shares | Nov 15, 2016 | F | 604 | $85.97 | D | 19,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 439 | D | Aug 15, 2014 | Aug 15, 2017 | Ordinary Shares | 439 | 1,319 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 496 | D | Aug 15, 2015 | Aug 15, 2018 | Ordinary Shares | 496 | 3,470 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 345 | D | Aug 15, 2016 | Aug 15, 2019 | Ordinary Shares | 345 | 3,804 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.
- F2These RSUs vest over a four year period: 25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.