SEC Form 4 · accession 0001209191-16-150804
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Adam Gold
Officer — EVP, Chief Legal Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 15, 2016 | M | 879 | $0.00 | A | 2,140 | D | |
| Ordinary SharesF1 | Nov 15, 2016 | M | 991 | $0.00 | A | 3,131 | D | |
| Ordinary SharesF1 | Nov 15, 2016 | M | 765 | $0.00 | A | 3,896 | D | |
| Ordinary Shares | Nov 15, 2016 | F | 1,241 | $85.97 | D | 2,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 879 | D | Aug 15, 2014 | Aug 15, 2017 | Ordinary Shares | 879 | 2,637 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 991 | D | Aug 15, 2015 | Aug 15, 2018 | Ordinary Shares | 991 | 6,940 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2016 | M | 765 | D | Aug 15, 2016 | Aug 15, 2019 | Ordinary Shares | 765 | 8,418 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.
- F2These RSUs vest over a four year period: 25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.