SEC Form 4/A · accession 0001209191-16-149257
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard T Riley
Director · Other
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 8, 2016 | M | 2,269 | $46.18 | A | 3,312 | D | |
| Ordinary Shares | Nov 8, 2016 | M | 9,548 | $15.94 | A | 12,860 | D | |
| Ordinary SharesF1 | holding | — | — | — | 45,824 | I | By Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F2 | $46.18 | Nov 8, 2016 | M | 2,269 | D | Feb 2, 2008 | Nov 2, 2017 | Ordinary Shares | 2,269 | 0 | D |
| Share Option (right to buy)F2 | $15.94 | Nov 8, 2016 | M | 9,548 | D | Feb 7, 2009 | Nov 7, 2018 | Ordinary Shares | 9,548 | 0 | D |
Explanation of responses
- F1This amendment is being filed to include the number of shares indirectly owned by the reporting person.
- F2The option vested at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the grant date until the third anniversary of the grant date.