SEC Form 4 · accession 0001209191-16-133137
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Keane
Officer — CEO, President · Other
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF3 | Jul 15, 2016 | M | 65,025 | $23.31 | A | 374,799 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF4,F3 | Jul 15, 2016 | F | 38,105 | $97.11 | D | 336,694 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF3 | Jul 15, 2016 | M | 65,025 | $23.31 | A | 374,798 | I | By The Western Irrevocable Trust |
| Ordinary SharesF4,F3 | Jul 15, 2016 | F | 38,105 | $97.11 | D | 336,693 | I | By The Western Irrevocable Trust |
| Ordinary Shares | holding | — | — | — | 88,375 | I | By RHS Holdings Incorporated | |
| Ordinary Shares | holding | — | — | — | 51,900 | I | By Delaware 2001 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By First Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 390,000 | I | By Second Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 185,000 | I | By Third Delaware 2011 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 49,181 | I | By The Keane Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5 | $23.31 | Jul 15, 2016 | M | 65,025 | D | Aug 1, 2007 | Aug 4, 2016 | Ordinary Shares | 65,025 | 0 | I |
| Option (right to buy)F5 | $23.31 | Jul 15, 2016 | M | 65,025 | D | Aug 1, 2007 | Aug 4, 2016 | Ordinary Shares | 65,025 | 0 | I |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
- F2Option exercised in full due to expiration on August 4, 2016.
- F3Includes 88,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
- F4Of the 38,105 shares forfeited, 15,608 shares were forfeited as payment of the exercise price and 22,497 shares were forfeited as payment of the withholding taxes.
- F5The option vests as to 25% on August 1, 2007 and 6.25% per quarter thereafter.