SEC Form 4 · accession 0001209191-16-119489
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Gavin Jr.
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 10, 2016 | M | 12,018 | $24.32 | A | 13,801 | D | |
| Ordinary Shares | May 10, 2016 | M | 2,925 | $33.24 | A | 16,726 | D | |
| Ordinary Shares | May 10, 2016 | S | 14,943 | $95.00 | D | 1,783 | D | |
| Ordinary SharesF2 | holding | — | — | — | 27,977 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F3 | $24.32 | May 10, 2016 | M | 12,018 | D | Nov 21, 2006 | Aug 21, 2016 | Ordinary Shares | 12,018 | 0 | D |
| Share Option (right to buy)F3 | $33.24 | May 10, 2016 | M | 2,925 | D | Feb 14, 2007 | Nov 14, 2016 | Ordinary Shares | 2,925 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 4, 2015.
- F2These shares are owned by The CLG Trust of which the reporting person is a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3The options vest at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the grant date until the third anniversary of the grant date.