SEC Form 4 · accession 0001209191-15-068920
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katryn Blake
Officer — Pres, Vistaprint Business Unit · Other
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Aug 31, 2015 | M | 1,367 | $0.00 | A | 15,513 | D | |
| Ordinary Shares | Aug 31, 2015 | F | 644 | $73.46 | D | 14,869 | D | |
| Ordinary SharesF4 | Sep 1, 2015 | S | 521 | $68.64 | D | 14,348 | D | |
| Ordinary SharesF5 | Sep 1, 2015 | S | 200 | $69.41 | D | 14,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F2,F6 | $0.00 | Aug 31, 2015 | M | 1,367 | D | May 31, 2014 | May 31, 2017 | Ordinary Shares | 1,367 | 9,569 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to a grant of Restricted Share Units ("RSUs").
- F2Each restricted share unit represents Cimpress' commitment to issue one ordinary share.
- F3These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 13, 2015.
- F4The price range for sales of these shares was between $68.30 and $68.85 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5The price range for sales of these shares was between $69.37 and $69.44 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F6These restricted share units vest over a four year period: 25% of the original number of shares vest one year after the date of grant and 6.25% vest per quarter thereafter.