SEC Form 4 · accession 0001209191-15-048299
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Keane
Officer — CEO, President · Other
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF4 | May 28, 2015 | M | 350,000 | $12.33 | A | 513,952 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF5,F4 | May 28, 2015 | F | 192,178 | $82.04 | D | 321,774 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF4 | May 28, 2015 | M | 350,000 | $12.33 | A | 513,951 | I | By The Western Irrevocable Trust |
| Ordinary SharesF5,F4 | May 28, 2015 | F | 192,178 | $82.04 | D | 321,773 | I | By The Western Irrevocable Trust |
| Ordinary SharesF6,F4 | May 29, 2015 | S | 4,941 | $81.52 | D | 316,833 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF7,F4 | May 29, 2015 | S | 7,059 | $82.06 | D | 309,774 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF6,F4 | May 29, 2015 | S | 4,800 | $81.51 | D | 316,973 | I | By The Western Irrevocable Trust |
| Ordinary SharesF8,F4 | May 29, 2015 | S | 7,200 | $82.03 | D | 309,773 | I | By The Western Irrevocable Trust |
| Ordinary Shares | holding | — | — | — | 88,375 | I | By RHS Holdings Incorporated | |
| Ordinary Shares | holding | — | — | — | 51,900 | I | By Delaware 2001 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 440,000 | I | By First Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 440,000 | I | By Second Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 185,000 | I | By Third Delaware 2011 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 84,181 | I | By The Keane Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F9 | $12.33 | May 28, 2015 | M | 350,000 | D | May 1, 2006 | May 31, 2015 | Ordinary Shares | 350,000 | 0 | I |
| Option (right to buy)F9 | $12.33 | May 28, 2015 | M | 350,000 | D | May 1, 2006 | May 31, 2015 | Ordinary Shares | 350,000 | 0 | I |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
- F2Option exercised in full due to expiration on May 31, 2015.
- F3Additional information on this transaction and the expected impact on Compress N.V.'s financial results can be found at ir.cimpress.com.
- F4Includes 88,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
- F5Of the 192,178 shares forfeited, 52,602 shares were forfeited as payment of the exercise price and 139,576 shares were forfeited as payment of the withholding taxes.
- F6The price range for sales of these shares was between $80.88 and $81.87 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F7The price range for sales of these shares was between $81.88 and $82.36 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F8The price range for sales of these shares was between $81.88 and $82.31 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F9This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.