SEC Form 4 · accession 0001209191-15-039196
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernst Teunissen
Officer — Chief Financial Officer · Other
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 4, 2015 | M | 1,450 | $0.00 | A | 26,172 | D | |
| Ordinary Shares | May 4, 2015 | F | 623 | $84.38 | D | 25,549 | D | |
| Ordinary Shares | May 4, 2015 | M | 21,130 | $50.00 | A | 46,679 | D | |
| Ordinary SharesF3 | May 4, 2015 | S | 10,993 | $84.30 | D | 35,686 | D | |
| Ordinary SharesF4 | May 4, 2015 | S | 10,137 | $85.01 | D | 25,549 | D | |
| Ordinary SharesF1 | May 5, 2015 | M | 1,042 | $0.00 | A | 26,591 | D | |
| Ordinary Shares | May 5, 2015 | F | 449 | $86.06 | D | 26,142 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F5,F6 | $0.00 | May 4, 2015 | M | 1,450 | D | May 4, 2013 | May 4, 2016 | Ordinary Shares | 1,450 | 5,803 | D |
| Share Option (right to buy)F7 | $50.00 | May 4, 2015 | M | 21,130 | D | May 4, 2013 | May 4, 2020 | Ordinary Shares | 21,130 | 140,865 | D |
| Restricted Share Units (right to acquire)F5,F6 | $0.00 | May 5, 2015 | M | 1,042 | D | May 5, 2012 | May 5, 2015 | Ordinary Shares | 1,042 | 0 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to Restricted Share Units held by the reporting person. Each Restricted Share Unit represents Vistaprint's commitment to issue one ordinary share.
- F2These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2015.
- F3The price range for sales of these shares was between $83.65 and $84.64 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The price range for sales of these shares was between $84.66 and $85.30 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5Each restricted share unit represents Vistaprint's commitment to issue one ordinary share.
- F6These Restricted Share Units vest over a four-year period: 25% of the original number of shares vest on the Exercisable Date shown in Table II, and 6.25% vest per quarter thereafter.
- F7The share option vests over a seven-year period from the date of grant, as follows: 6.25% of the original number of ordinary shares subject to the share option vests on the date set forth in column 6. The remaining ordinary shares vest on a quarterly basis over the subsequent six years in tranches ranging from 1.56% to 10.94% of the original number of ordinary shares subject to the option.