SEC Form 4 · accession 0001209191-15-039192
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Keane
Officer — CEO, President · Other
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | May 5, 2015 | M | 1,319 | $0.00 | A | 164,381 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF2,F3 | May 5, 2015 | F | 429 | $86.06 | D | 163,952 | I | By The Eastern Irrevocable Trust |
| Ordinary SharesF1,F2,F3 | May 5, 2015 | M | 1,319 | $0.00 | A | 164,380 | I | By The Western Irrevocable Trust |
| Ordinary SharesF2,F3 | May 5, 2015 | F | 429 | $86.06 | D | 163,951 | I | By The Western Irrevocable Trust |
| Ordinary Shares | holding | — | — | — | 84,181 | I | By Keane Family Foundation | |
| Ordinary Shares | holding | — | — | — | 88,375 | I | By RHS Holdings Incorporated | |
| Ordinary Shares | holding | — | — | — | 51,900 | I | By Delaware 2001 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 440,000 | I | By First Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 440,000 | I | By Second Delaware 2003 Investment Trust | |
| Ordinary Shares | holding | — | — | — | 185,000 | I | By Third Delaware 2011 Investment Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F3,F1,F4 | $0.00 | May 5, 2015 | M | 1,319 | D | May 5, 2012 | May 5, 2015 | Ordinary Shares | 1,319 | 0 | I |
| Restricted Share Units (right to acquire)F3,F1,F4 | $0.00 | May 5, 2015 | M | 1,319 | D | May 5, 2012 | May 5, 2015 | Ordinary Shares | 1,319 | 0 | I |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to Restricted Share Units held by the reporting person. Each Restricted Share Unit represents Cimpress' commitment to issue one ordinary share.
- F2Includes 88,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
- F3The reporting person and/or his spouse are beneficiaries of this trust.
- F4These RSUs vest over a four-year period: 25% of the original number of shares vest on the Exercisable Date shown in Table II, and 6.25% vest per quarter thereafter.