SEC Form 4 · accession 0001144204-16-098716

CIMPRESS plc · CMPR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Scott J Vassalluzzo

Director · 10% Owner · Other

Period of report

May 2, 2016

Accepted (ET)

May 3, 2016 · 5:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001262976

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	May 2, 2016	P	43,650	$89.5691	A	44,999	D
Ordinary Shares^F1	May 3, 2016	P	23,850	$88.1026	A	68,849	D
Ordinary Shares^F2	holding	—	—		—	2,174	I	By Scott J. Vassalluzzo Family Accounts
Ordinary Shares^F3	holding	—	—		—	138,566	I	By Prescott Investors Profit Sharing Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Share Option (right to buy)^F4	$81.52	holding	—	—	—	Feb 17, 2016	Nov 17, 2025	Ordinary Shares	1,309	1,309	D

Explanation of responses

F1Includes 1,180 restricted share units ("RSUs") that are not directly owned by Mr. Vassalluzzo at this time. Each RSU represents Cimpress' commitment to issue one ordinary share when the RSU vests. These RSUs vest at a rate of 12.5% of the original number of RSUs each successive three-month period following the grant date (11/17/2015) until the second anniversary of the grant date.
F2These shares are owned directly by investment accounts established for the benefit of certain family members of Mr. Vassalluzzo. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Vassalluzzo disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3These shares are owned directly by the Prescott Investors Profit Sharing Trust (the "Trust"), for which Mr. Vassalluzzo serves as a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Vassalluzzo disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The address of the Trust is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F4This option vests at a rate of 8.33% of the original number of ordinary shares subject to the option each successive three-month period following the grant date (11/17/2015) until the third anniversary of the grant date.