SEC Form 4 · accession 0001209191-18-022186
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Gold Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Mar 29, 2018
Accepted (ET)
Mar 30, 2018 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | F | 128,920 | $2.07 | D | 271,080 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on March 29, 2018, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying vested restricted stock units.