SEC Form 4 · accession 0001209191-16-136047
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D. Mass
Officer — Chief Medical Officer
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | Aug 5, 2016 | A | 51,370 | A | — | — | Common Stock par value $0.00000002 | 51,370 | 51,370 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the registrant's Common Stock.
- F2Each restricted stock unit becomes 100% vested on August 5, 2018. Settlement of vested restricted stock units, in shares of Common Stock, shall occur within 5 days of vesting.