SEC Form 4 · accession 0001209191-15-062868
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Gold Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Jul 28, 2015
Accepted (ET)
Jul 29, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase shares of common stockF2,F1 | $1.57 | Jul 28, 2015 | A | 307,500 | A | — | Jul 28, 2025 | Common Stock par value $0.00000002 | 307,500 | 490,832 | D |
Explanation of responses
- F1The options will vest in equal monthly installments over 36 months.
- F2The total number of derivative securities reported in Column 9 includes previously awarded options, which were subject to the effect of a 1 for 6 reverse stock split, which was effective on December 18, 2012.