SEC Form 4 · accession 0000899243-17-027566
Lite Strategy, Inc. · LITS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles V. Baltic III
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00000002 | Nov 27, 2017 | S | 11,000 | $2.2065 | D | 13,250 | D | |
| Common Stock, par value $0.00000002 | Nov 27, 2017 | P | 11,000 | $2.2546 | A | 24,250 | D | |
| Common Stock, par value $0.00000002 | holding | — | — | — | 5,350 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares sold by the reporting person are held through an Individual Retirement Account.
- F2The shares purchased by the reporting person are held through a brokerage account. Offsetting purchases and sales were conducted by the reporting person, with the purchase price exceeding the sales price, at no profit to the reporting person, for tax planning purposes.