SEC Form 4/A · accession 0001567619-18-006959
Fortinet, Inc. · FTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Keith Jensen
Officer — CFO & Chief Accounting Officer
Period of report
Nov 1, 2018
Accepted (ET)
Nov 26, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 1, 2018 | M | 250 | $0.00 | A | 835 | D | |
| Common StockF2 | Nov 1, 2018 | M | 312 | $0.00 | A | 1,147 | D | |
| Common StockF2 | Nov 1, 2018 | M | 937 | $0.00 | A | 2,084 | D | |
| Common StockF2 | Nov 1, 2018 | M | 1,250 | $0.00 | A | 3,334 | D | |
| Common StockF2 | Nov 1, 2018 | F | 1,364 | $83.69 | D | 1,970 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of restricted stock unit ("RSUs") granted to the Reporting Person on February 11, 2015.
- F2Due to an administrative error, the amount of securities owned by the Reporting Person following the reported transactions were over-reported in this Column 5 of the Form 4 filed with the U.S. Securities and Exchange Commission on November 5, 2018. This amended report corrects those numbers.
- F3Vesting of RSUs granted to the Reporting Person on August 5, 2015.
- F4Vesting of RSUs granted to the Reporting Person on February 11, 2016.
- F5Vesting of RSUs granted to the Reporting Person on February 16, 2017.
- F6Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this row were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.