SEC Form 4 · accession 0001209191-18-061825
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Officer — President and CEO · Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Dec 7, 2018 | F | 16,265 | $3.14 | D | 656,828 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 707 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability