SEC Form 4 · accession 0001209191-18-061540
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Thomas Devincenzi
Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right To Buy)F1 | $3.14 | Dec 5, 2018 | A | 150,000 | A | Dec 5, 2018 | Dec 5, 2025 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1100% of the shares subject to the option shall immediately vest and become exercisable.