SEC Form 4 · accession 0001209191-18-050160
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Officer — President and CEO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 6, 2018 | F | 8,057 | $2.71 | D | 703,828 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 707 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Restricted Stock granted on 09/04/2014. Shares withheld to satisfy tax liability.